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EMPLOYEE BENEFIT PLAN AUDITING KNOWLEDGE CHECKS

Test your understanding of specific topics within the Employee benefit plan auditing competency model with these Knowledge Checks. At the end of each Knowledge Check, you will be presented with your results, as well as learning recommendations to improve your understanding of that topic.

Technical > Defined benefit plans

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checked

Defined benefit plans

Audit risk assessment
Get started

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checked

Defined benefit plans

Internal controls/service organizations
Get started

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checked

Defined benefit plans

Sampling
Get started

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checked

Defined benefit plans

Parties-in-interest/prohibited transactions
Get started

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checked

Defined benefit plans

Plan terminations, mergers & liquidations
Get started

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checked

Defined benefit plans

Plan investments & fair value
Get started

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checked

Defined benefit plans

Using the work of an actuary
Get started

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checked

Defined benefit plans

Financial reporting
Get started

Technical > Health & welfare plans

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checked

Health & welfare plans

Audit risk assessment
Get started

Not
checked

Health & welfare plans

Internal controls/service organizations
Get started

Not
checked

Health & welfare plans

Sampling
Get started

Not
checked

Health & welfare plans

Parties-in-interest/prohibited transactions
Get started

Not
checked

Health & welfare plans

Plan terminations, mergers & liquidations
Get started

Not
checked

Health & welfare plans

Plan investments & fair value
Get started

Not
checked

Health & welfare plans

Plan obligations/using the work of an actuary
Get started

Not
checked

Health & welfare plans

Financial reporting
Get started

Technical > Multiemployer plans

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checked

Multiemployer plans

Audit risk assessment
Get started

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checked

Multiemployer plans

Internal controls/service organizations
Get started

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checked

Multiemployer plans

Sampling
Get started

Not
checked

Multiemployer plans

Parties-in-interest/prohibited transactions
Get started

Not
checked

Multiemployer plans

Plan terminations, mergers & liquidations
Get started

Not
checked

Multiemployer plans

Plan investments & fair value
Get started

Not
checked

Multiemployer plans

Plan obligations/using the work of an actuary
Get started

Not
checked

Multiemployer plans

Financial reporting
Get started

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checked

Multiemployer plans

Payroll audits
Get started

Technical > ESOPs

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checked

ESOPs

Audit risk assessment
Get started

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checked

ESOPs

Internal controls/service organizations
Get started

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checked

ESOPs

Sampling
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checked

ESOPs

Parties-in-interest/prohibited transactions
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checked

ESOPs

Valuation of employer stock/using work of an appraiser
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checked

ESOPs

Financial reporting
Get started

Technical > Limited scope audits

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checked

Limited scope audits

Certifications
Get started

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checked

Limited scope audits

Scope of testing
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Technical > Defined contribution plans

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checked

Defined contribution plans

Audit risk assessment
Get started

Not
checked

Defined contribution plans

Internal controls/service organizations
Get started

Not
checked

Defined contribution plans

Sampling
Get started

Not
checked

Defined contribution plans

Prohibited transactions/tax considerations
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Not
checked

Defined contribution plans

Plan mergers
Get started

Not
checked

Defined contribution plans

Plan investments & fair value
Get started

Not
checked

Defined contribution plans

Financial reporting
Get started

Not
checked

Defined contribution plans

Form 11-k plan (SEC) filers
Get started